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danos/docs/os-development/smep-smap.md
Daniel Samson 5a5146ec13 kernel: ring 0 reaches user memory only through the checked copy
SMAP makes the rule the copy layer has followed since it was written into a
rule the hardware keeps. A ring-0 read or write of a user page now faults,
so any code that reaches for a user pointer directly fails the first time it
runs rather than the first time someone attacks it — and the suite becomes
the enforcement test, because every case exercises the kernel with the bit
on. Nothing had to be fixed to turn it on, which is the retrospective proof
that the nine stragglers converted earlier were all of them.

The interrupt entry needed one instruction first. Hardware does not clear
the alignment-check flag on its way into a handler, and ring 3 sets that
flag freely, so a process could have taken an interrupt with SMAP suspended
for the duration. The system call path was already covered — its flag mask
clears it — but the interrupt path needed a `clac`, which cannot simply be
assembled in: it is an invalid instruction on a processor without SMAP, and
danos boots on those too. So the entry ships as a three-byte NOP and is
patched at boot, through the physmap, because the kernel maps its own text
read-only.

The ordering that makes that safe is enforced rather than described: the
patch sets a flag, and no core will set the SMAP bit until it is true. A
translation that fails, or bytes that read back wrong through the address
they will actually be fetched from, leave the machine unhardened and saying
so — which is the same posture the IOMMU takes, and better than enforcing
over an entry path that cannot comply. The patch runs before interrupts are
enabled and before any second core exists; a comment says so, because the
three bytes pass through an encoding that must never be executed and a
future change that moves this later has to deal with that first.

Suite 114/114, with a case that reads a user page from ring 0 and requires
the fault, and the multi-core case asserting every core that ran work had
the bit — the same shape SMEP got, for the same reason: CR4 is per-core, and
a hardening is only as wide as its narrowest core.
2026-08-01 12:20:44 +01:00

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# SMEP and SMAP — supervisor-mode hardening
*Design, 2026-07-31. H1 (the copy layer), H2 (SMEP), HS (the SYSRET guard) and
H3 (SMAP) have all landed; the track is complete. Companion to
[protocol-namespace.md](protocol-namespace.md) on the security track — this is
the hardware half; that is the namespace half.*
Two CR4 bits that make the CPU refuse the two things a kernel should never do
with user memory:
- **SMEP** (Supervisor Mode Execution Prevention, CR4 bit 20): instruction
fetch in ring 0 from a page whose U/S bit says *user* → #PF. Kills the
classic ret2usr exploit shape — a kernel bug that redirects control flow
can no longer land in attacker-prepared user code.
- **SMAP** (Supervisor Mode Access Prevention, CR4 bit 21): data read/write
in ring 0 to a user page → #PF, unless `EFLAGS.AC` is set. `stac`/`clac`
open and close deliberate access windows; danos's design needs no windows
at all (below).
Detection is CPUID leaf 7, subleaf 0, EBX bit 7 (SMEP) and bit 20 (SMAP).
Both bits are per-core state: the BSP and every AP must set them.
## Why, in danos terms
Every syscall argument is an attacker-controlled integer, and several take
pointers. A kernel bug that dereferences a crafted pointer reads, writes, or
executes memory of the attacker's choosing — the exact bug class the
isolation tracks exist to prevent. SMEP/SMAP turn that class from "silent
compromise" into "immediate, attributable #PF with a kernel RIP in the log."
The second benefit matters as much as the first: **SMAP is a permanent
tripwire.** Once it is on, any *future* syscall that touches user memory
directly — instead of going through the checked copy layer — faults the
first time the QEMU suite runs it. The discipline stops depending on review.
## Where danos already stands
The design is closer than it looks, because the IPC layer was built right:
- **The copy layer is already SMAP-proof.** `copyAcross` and `copyFromUser`
(`system/kernel/ipc-synchronous.zig:305,333`) never dereference a user
virtual address: they walk the page tables and move bytes through the
physmap — kernel mappings throughout. SMAP cannot object.
- **Syscall entry already clears AC.** `SFMASK = 0x4_0700` clears IF, TF,
DF, **AC** on every `syscall`
(`system/kernel/architecture/x86_64/per-cpu.zig:76`). The syscall path is
SMAP-clean from day one.
- **The interrupt path is not.** Hardware does *not* clear AC on IDT
delivery, and ring 3 can set AC with `popfq` — so a hostile process could
take an interrupt with AC=1 and have the handler run with SMAP suspended.
`isr_common` (`system/kernel/architecture/x86_64/isr.s:366`) needs a
`clac` beside its `swapgs`.
- **CR4 today:** the BSP inherits firmware CR4 (no kernel write anywhere);
APs set PAE/OSFXSR/OSXMMEXCPT in `trampoline.s:62-68`. Neither path sets
SMEP/SMAP yet, and both must.
- **The stragglers.** Nine syscalls still dereference user pointers raw
after a bounds check — every one is a SMAP #PF waiting to happen, and
every one is *already* a latent kernel fault today (an unmapped-but-in-
range user page oopses the kernel instead of failing the call). The
verified sweep of `system/kernel/process.zig` (2026-07-31; a
whole-kernel `@ptrFromInt` audit found no user-address dereference
outside this file):
| Syscall | Raw access | Direction |
|---|---|---|
| `system_spawn` | name + argument blob (`:972`, `:980`) | read |
| `fs_resolve` | path in (`:1780`), result out (`:1797`) | read + write |
| `fs_mount` | prefix + rewrite strings (`:1864`, `:1865`) | read |
| `fs_unmount` | prefix string (`:1883`) | read |
| `fs_node` | read buffer out (`:1820`) | write |
| `debug_write` | message bytes (`:1700`; read twice — memcpy `:1710` and `log.append` `:1717`) | read |
| `klog_read` | log bytes out (`:1741`) | write |
| `klog_status` | status struct out (`:1758`) | write |
| `process_enumerate` | descriptor array out (`:1132`) | write |
| `device_enumerate` | descriptor array out (`:388`) | write |
For the write-direction rows the `@ptrFromInt` is in process.zig but the
stores happen in callees (`scheduler.enumerate`
`system/kernel/scheduler.zig:1209`, `devices_broker.enumerate`
`devices-broker.zig:136`, `log.readAt` `log.zig:209`, the vfs node calls
`vfs.zig:257/269/289`) — converting them means bounce buffers plus
`copyToUser` around those calls, not just editing the process.zig lines.
(Some paths already do it right — the futex word and the device-register
descriptor go through `copyFromUser` (`:1087`, `:924`). The write
direction has no public helper yet, but the mechanism exists:
`copyAcross` with a kernel source is exactly how IPC replies reach user
buffers, so `copyToUser` is a mechanical mirror.)
- **One known gap inside the copy layer itself:** the walk checks presence,
not the leaf U/S and writable bits (`ipc-synchronous.zig:20-22` flags
this). Today that is nearly moot — the user half contains only mappings
the kernel itself created for that process — but it must close before
shared or copy-on-write mappings exist, and closing it is part of making
the copy layer the single trusted door.
## The plan
**H1 — copy discipline (the real work).** A `user-memory` kernel module:
`copyFromUser` / `copyToUser` (the missing write direction) via the physmap
walk, with U/S and writable leaf checks closing the in-tree TODO. Convert
the nine stragglers. This fixes the latent unmapped-page kernel fault on
its own — it is worth doing even if SMEP/SMAP never shipped. QEMU suite
green; no behavior change visible to correct programs.
**H2 — SMEP.** A leaf-7 feature probe (the kernel has per-leaf `cpuid`
helpers in `apic.zig` to generalize); set CR4.SMEP during per-CPU bring-up
on BSP and APs — prefer the Zig-side per-CPU init over the trampoline
assembly, so one code path covers every core and the trampoline stays
minimal. Audit first that ring 0 never executes user-mapped pages: kernel
text lives in the kernel half, `jump_to_user` is kernel code, and the AP
trampoline page is kernel-mapped — expected clean, verify before flipping.
**H3 — SMAP.** Add `clac` at `isr_common` entry. `clac` is #UD on CPUs
without SMAP, so the instruction is a 3-byte NOP in the image, patched to
`clac` at boot when CPUID advertises SMAP (one-time patch beats a
conditional branch in the hottest path in the kernel). Then set CR4.SMAP in
the same per-CPU init. From this point the whole QEMU suite doubles as the
enforcement test: any missed raw dereference is a vector-14 with a kernel
RIP and a user CR2 — loud and attributable.
**H4 — keep it honest.** A line in the coding standards: kernel code
touches user memory only through `user-memory`; there is no `stac` anywhere
in the tree, and a PR that adds one is wrong by definition. SMAP enforces
the rule mechanically at test time.
Feature-gating follows the timekeeping rule (work on any VM, real Intel,
real AMD): both bits are probed, absence is logged and tolerated — like the
IOMMU's fail-open, the machine still boots, just unhardened. QEMU: TCG
implements both; KVM inherits the host (Intel Ivy Bridge+ for SMEP,
Broadwell+ for SMAP; AMD Zen+ for both). The test images should run with
`-cpu max` so the suite always exercises the enabled paths.
## Adjacent, deliberately separate
- **SYSRET canonical-RIP hardening** (`isr.s:192-194` documents it): a
non-canonical return RIP makes `sysretq` #GP *in ring 0* on Intel. Same
hardening bucket, independent fix (validate RCX before `sysretq`, fall
back to `iretq`), should ride the same branch as H2/H3 but is not
SMEP/SMAP.
**Status — landed 2026-08-01 (HS).** The syscall exit sign-extends the
return RIP from bit 47 (danos is 4-level only; nothing sets CR4.LA57) and
falls back to `iretq` when that changes it, counting each refusal for the
`sysret-canonical` case. Ring 3 could reach it: `syscall` as the last two
bytes of the last canonical page returns to `user_half_end`.
- **KPTI / Meltdown-class leaks are out of scope.** SMEP/SMAP police
architectural accesses, not speculative ones. danos runs one kernel
mapping in every address space and accepts that on affected hardware;
revisit only if the threat model ever includes hostile native code on
shared machines.